Dynamics of Financial Sector Regulation

The regulatory and supervisory landscape for the financial sector entities has witnessed substantial changes in the recent past, the more so for banks and NBFCs. Greater emphasis is being laid on governance and compliance. The programme gives an introduction and helps the participants to navigate the regulatory architecture.

The manner of conduct of business, the quality and efficiency of various governance structures, transparency of decision-making processes and the extent to which the compliance culture and the risk culture have permeated across the entity are areas of regulatory focus. Considerable regulatory and supervisory attention is being paid to customer centricity of the business operations in terms of efforts to minimise customer grievance in the first place and the quality of redress mechanisms to address customer complaints. The course deals with risks, regulatory requirements and governance in the financial sector institutions.

Compliance and risk management have never been the responsibility of the respective vertical alone but the need for these to get embedded into every aspect and functions of a bank’s and NBFC’s operations has never been more important than now. This critical function will blend the aspects of regulation, compliance and their interlinkages with governance.

The course will have a mix of lectures and case discussions. It will be unique in that the faculty comprises a mix of ex-regulators and ex-bankers besides academics from IIMB

Who Should ParticipateThe course is intended to enable the senior management (excluding the board-level executives) of banks and NBFCs to understand and appreciate the changing regulatory and supervisory focus so that they can help their institutions carry on their business in a manner that conforms to the expectations of the regulator.

The participants will get a good understanding of (a) the critical importance of regulation (b) an understanding of how the regulators look at the issues (c) understanding the concerns of regulation that help formulate strategy within the framework and (d) cut costs on follow up as a result of regulatory interventions and observations.

Participant BenefitsAs a participant of this Short Duration Programme, you will be able to enjoy some exclusive benefits other than the outcomes such as skills and knowledge enhancement and building specific competencies that can help shape your career growth.

Some of the exclusive benefits of attending this programme are listed below –